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Position - British Columbia
Mail:
P.O. Box 11633
650 West Georgia Street, Suite 2700, Vancouver, BC V6B 4N9
Fax:
(604) 488-3121
Apply online via E-mail:
careers@cdnx.com

* Please include your resume & cover letter as an attachment to your application

 
Find out more about CDNX
Department:
Market Regulation Services Inc.
Responsibilities:
Leads the western regional office of RS Inc. with responsibility for monitoring the junior market and enforcing compliance with market integrity rules and other regulatory requirements. Provides leadership to a team of professional staff conducting market surveillance, trade desk examinations, providing support and advice to market participants, investigations, legal review, settlement negotiations and disciplinary hearings. The Vice President, Western Region is a member of RS Inc.'s disciplinary decision making committee.

Administrative responsibilities include participation in the RS Inc. strategic planning process, the implementation of goals, processes and policies for the western office that are aligned with the mission and strategies of RS Inc. and the control of budgets.

This is a high profile position, representing RS Inc. with CDNX, the investing public, other market participants, the media, regulatory organizations including the securities commissions and the Investment Dealers Association as well as industry committees and professional groups.
Qualifications:
Lawyer or other professional with 10 years related industry experience. A broad knowledge of the junior market is preferred. Strong leadership and communication skills, the ability to work in a team environment, a positive attitude and the highest standards of integrity and fairness are required.
Candidate Assessment Begins:
December 2001

Back to Listing of Available Positions

Last updated: December 11, 2001

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