Canadian Venture Exchange
Fees Schedule
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Effective:   January 1, 2002:
Application Type

Minimum*

Maximum

 Fee Calculation
$ $
Annual Sustaining Fees 2,050 5,000 $2,000 + $50 for each $5,000,000 in market capitalization or part thereof
New Listings

5,000

 15,000 $5,000 + 0.25% of proceeds raised
CPC Listings 5,000 5,000 Flat Fee
       
RTO / QT / COB 5,000 15,000 $5,000 + $0.001 per share
Private Placements 500 15,000 $500 + 0.25% of proceeds raised
       
Stock Option plan
review / administration		 750 750 Flat Fee
Stock Option amendments 750 750 Flat Fee
Acquisitions-Minor 500 500 Flat Fee
Acquisitions-Reviewable 1,000 1,000 Flat Fee
Acquisitions-Fundamental 1,000 15,000 $1,000 + $0.001 per share
Name change (no consolidation)

500

 500 Flat Fee
Shares for Debt 500 15,000 $500 + $0.001 per share
Consolidation 1,000 1,000 Flat Fee
Processing 500
Bonus Shares 500 15,000 $500 + 0.25% of proceeds raised
Escrow transfers & releases 1,000 1,000 Flat Fee
(Contested)
Amendment to Escrow Agreement 1,000 1,000 Flat Fee
Loans (conversion feature) 500 15,000 $500 + 0.25% of proceeds raised
Management agreements, employment & Admin contracts 500 500 Flat Fee
Investor Relations Agreements 500 500 Flat Fee
Warrant extensions / price amendments 500 500 Flat Fee
Additional Listing (Amalg., Merger) 1,000 15,000 $1,000 + $0.001 per share
Public Offerings 500 15,000 $500 + 0.25% of proceeds raised
Share Split 1,000 15,000 $1,000 + $0.001 per share
Reinstatement for Suspended Issuers 500 500 Flat Fee

No Charge
Alteration in Capital
Change in Corporate Jurisdiction
Change in Filing Office
Escrow transfers & releases
(Non Contested)
Loans (no conversion feature)
Policy waiver
Stock Option Grants
*  All minimum fees, plus applicable taxes, are non-refundable and must be submitted with the initial documentation prior to CDNX commencing work. The balance of the required listing fee is not to be submitted until requested by CDNX at the conclusion of the transaction.
Notes:
  • Recovery of costs:
    CDNX may levy charges to cover expenses that it has incurred relating to due diligence, research or assessment procedures which the Exchange deems necessary in connection with any notice or application that has been filed or that in the opinion of the Exchange ought to have been filed, pursuant to any Section or Appendix of this Manual. These charges may include, but are not limited to expenses associated with investigations of the background of companies or their officers, directors or major shareholders.
  • Processing fees may also be assessed for time consuming or poorly prepared filings or in extra-ordinary circumstances where an inordinate amount of time is required to process an application or a filing.
  • 7% GST to be added to all fees.
  • Calculation of fees based on the number of shares issued includes the exercise of all warrants or conversion of any convertible securities.
  • Calculation of fees based on the percentage of proceeds raised does not include the proceeds from the exercise of warrants issued in connection with the transaction.
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Last updated: December 31, 2001

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