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What's New
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<%if sSiteSection = "Home" then%> CDNX Home PageCDNX Home Page<%else%>CDNX Home PageCDNX Home Page<%end if%> <%if sSiteSection = "Map" then%>Site MapSite Map<%else%>Site MapSite Map<%end if%>
<%if sSiteSection = "Search" then%> Search for securities information and for keywords on the CDNX websiteSearch for securities information and for keywords on the CDNX website<%else%> Search for securities information and for keywords on the CDNX websiteSearch for securities information and for keywords on the CDNX website<%end if%><%if sSiteSection = "Contact" then%>Contact informationContact information<%else%>Contact informationContact information<%end if%><% ' dim sProtocol ' dim sTargetASP ' dim sButtonString ' dim arKeys sFullFileName = Request.ServerVariables("HTTP_URL") iPeriodPos = Instr(sFullFileName, ".") iStrLen = Len(sFullFileName) sExtension = Right(sFullFileName, iStrLen - iPeriodPos + 1) if left ( sExtension, 4) = ".htm" OR _ left ( sExtension, 5) = ".shtm" OR _ left ( sExtension, 5) = ".html" then Response.Write "
" Response.Write "Naviguez le site CDNX en français" Response.Write "
" else if UCase(Request.ServerVariables("HTTPS")) = "OFF" then sTargetASP = "http" else sTargetASP = "https" end if sTargetASP = sTargetASP & "://" + Request.ServerVariables("HTTP_HOST") + Request.ServerVariables("HTTP_URL") if (Session("Language") = "ENGLISH") then sButtonString = "Version française" else sButtonString = "English version" end if Response.Write "
" Response.Write "" Response.Write "Naviguez le site CDNX en français" Response.Write "Naviguez le site CDNX en français" Response.Write "" Response.Write "
" Response.Write "
" for each Item in Request.Form if not (Item = "Language") then if (Request.Form(Item).Count) then for i = 1 to Request.Form(Item).Count Response.Write ("") next end if end if next 'toggle the language if (Session("Language") = "ENGLISH") then Response.Write "" else Response.Write "" end if Response.Write "
" Response.Write "" Response.Write "
" end if %> <%if sSiteSection = "UsingCDNX" then%>How to use the cdnx.com web siteHow to use the cdnx.com web site<%else%>How to use the cdnx.com web siteHow to use the cdnx.com web site<%end if%>
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<%if sSiteSection = "Members" then%> Information FOR and ABOUT our Member FirmsInformation FOR and ABOUT our Member Firms<%else%>Information FOR and ABOUT our Member FirmsInformation FOR and ABOUT our Member Firms<%end if%>
<%if sSiteSection = "News" then%> Get the latest News Releases and CDNX Event information hereGet the latest News Releases and CDNX Event information here<%else%>Get the latest News Releases and CDNX Event information hereGet the latest News Releases and CDNX Event information here<%end if%>
<%if sSiteSection = "Careers" then%> Information on positions currently available at CDNXInformation on positions currently available at CDNX<%else%>Information on positions currently available at CDNXInformation on positions currently available at CDNX<%end if%>
<%if sSiteSection = "Disclaimer" then%> Click here to read our disclaimerClick here to read our disclaimer<%else%>Click here to read our disclaimerClick here to read our disclaimer<%end if%>


 

CDNX: Regulatory Release- Anthony Pollard


CALGARY, AB
(March 12, 2002)- A Disciplinary Hearing Panel has approved a settlement in the matter of the Canadian Venture Exchange Inc. (“CDNX”) and Anthony Pollard.(FULL DETAILS...)
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Release Date


CDNX:Regulatory Release - Former Approved Person Disciplined - Pollard 12 March 2002
CDNX: Member Resignation- Groome Capital.com Inc. 11 February 2002
CDNX: Settlement Approved- French 11 February 2002
CDNX: Settlement Approved- Humphreys 11 February 2002
CDNX: Settlement Approved- Willington 11 February 2002
CDNX: Decision Released- Reagh 11 February 2002
CDNX: Decision Released- Hudjik 11 February 2002
CDNX: Decision Released- Charlton 02 October 2001
CDNX:Regulatory Release - Former Approved Person Disciplined - Montecinos 30 August 2001
CDNX: Regulatory Release - Approved Person Disciplined - Cox 22 August 2001
CDNX: Regulatory Notice - Approved Person and Member Disciplined - Piergiorgio Donnini and Yorkton Securities Inc. 04 June 2001
CDNX: Regulatory Notice - Approved Person Disciplined:  Bigwood. 09 April 2001
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CDNX: Regulatory Notice - Approved Person Disciplined:  Smolensky. 09 April 2001
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CDNX: Regulatory Notice - Former Approved Person Disciplined:  Alter. 30 March 2001
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CDNX: Regulatory Notice - Former Approved Person Disciplined:  Scharfe. 30 March 2001
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CDNX: Regulatory Notice - Former Approved Person Disciplined:  Gujral. 30 March 2001
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CDNX: Regulatory Notice - Yorkton Securities Inc. 13 March 2001
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CDNX:  Regulatory Notice - Former Approved Person Disciplined:   Skrypnek 26 February 2001
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Last updated: March 13, 2002
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