Membership on the CDNX Exchange

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Membership Requirements	What Happens Next?
Membership Benefits	How Long Will it Take?
Application Summary	How Do I Obtain Access to TradeCDNX?
Where Do I Start?	Contact us for your CDNX Membership Package
What Documents Must I Submit?

Membership Requirements

The standards for membership on CDNX are equivalent to the standards required by the other Canadian stock exchanges. Supporting documentation for membership is thoroughly reviewed in a timely manner, as is the background and character of the principals of each firm.

Each CDNX member firm must meet the following minimum requirements:

	Member is federally or provincially incorporated in Canada
	Must be a member of a recognized self-regulatory organization,
	Member maintains a proper system of financial records with all accounting, trading and sales compliance records kept in Canada

Membership Benefits

The benefits of Canadian Venture Exchange membership include:

	Access to a well-regulated market. CDNX regulates and monitors participants, enforcing policies designed to ensure an honest, fair and efficient market for venture capital
	Open and transparent trading system: TradeCDNX provides CDNX's pure auction market with a fully-automated trade execution system
	Sophisticated market surveillance: enables CDNX to maintain market integrity by providing a complete audit trail and timely analysis of trading activity
	Active business development program to raise awareness of CDNX successes and cultivate interest from institutional investors and listings candidates
	Access to InfoCDNX, CDNX's comprehensive listed company database
	Preferred CDNX market information, including MarketDepth™ price data and MarketDepth™ order data
	Participation in a dynamic venture capital market

Application Summary

Where Do I Start?

Your firm must already be a member in good standing of a recognized self-regulatory organization.

Before determining whether or not your company is suited for membership on CDNX, please spend some time reviewing the CDNX rules governing membership and public ownership. See /../Top/PDF/RuleD.doc for a soft copy of Rule D.

What Documents Must I Submit?

Your application will be processed efficiently provided the following documents are fully completed and returned:

	Membership checklist, with attachments
	A cheque in the amount of $1,070 non-refundable processing fee (GST included)
	Completed form 1-U-2000 "Application for Registration/Approval" for all principals

What Happens Next?

Every membership application is reviewed by the staff of CDNX’s Membership department. It is then submitted for consideration to the CDNX Board of Directors or its designate, for a "Ballot of the Members," a process that is typically completed within 10 days.

How Long Will it Take?

CDNX is committed to providing service excellence and makes every effort to process all applications in a timely manner. Most fully-completed applications from qualified firms are processed within 90 days. CDNX Membership staff is dedicated to helping member firm candidates during the application process and can be reached by telephone (604-689-3334), fax (604-682-8514) or e-mail (members@cdnx.com).

How Do I Obtain Access to TradeCDNX?

The trading system is referred to as TradeCDNX. Hardware requirements for a work station for a TradeCDNX trader are listed on the Fee Schedule under Item D. If you require trading access and network connection, please contact the Manager, Trading Services (Dale Boyd) by telephone (604) 602-6921 or by e-mail at dboyd@cdnx.com

Contact members@cdnx.com for your CDNX Membership Package, which includes:

1. Membership Application Guide

2. Member Application Checklist*

3. Trader Requirements

4. Application for Membership *

5. CDNX Rule D: Membership

6. Form 1-U-2000: Uniform Application for Registration/Approval (soft copy is not available)

7. Fee Schedule

8. Members' Agreement

* A soft copy will be downloaded to your PC. You may complete the three asterisked forms electronically or print copies for manual processing. Please contact members@cdnx.com should you experience any difficulties.

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Last updated: November 15, 2001

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