Canadian Venture Exchange
Corporate Finance Manual
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Listing on CDNX
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CDNX Policies
Microsoft Word Format
BulletArrowDownRight.gif (837 bytes) Policies Table of Contents Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 1.1 Interpretation Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 1.2 Filing Locations and Procedures Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 1.3 Schedule of Fees Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.1 Minimum Listing Requirements Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.2 Sponsorship & Sponsorship Requirements Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.3 Listing Procedures Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.4 Capital Pool Companies Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.5 Tier Maintenance Requirements & Inter-Tier Movement Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.6 Inactive Issuers and Reactivation Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.7 Pre-Filing Concerns Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.8 Supplemental Listings Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 2.9 Trading Halts, Suspensions & Delisting Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 3.1 Directors, Officers and Corporate Governance Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 3.2 Filing Requirements and Continuous Disclosure Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 3.3 Timely Disclosure Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 3.4 Investor Relations, Promotional & Market-Making Activities Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 3.5 Restricted Shares Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.1 Private Placements Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.2 Prospectus Offerings Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.3 Shares for Debt Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.4 Director, Officer and Employee Stock Options Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.5 Rights Offerings Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 4.6 Public Offering by Short Form Offering Document Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.1 Loans Bonuses, Finder's Fees & Commissions Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.2 Changes of Business & Reverse Take-Overs Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.3 Acquisitions & Dispositions of Non-Cash Assets Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.4 Escrow & Vendor Consideration Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.5 Stock Exhange Take-Over Bids & Issuer Bids Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.6 Normal Course Issuer Bids Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.7 Small Shareholder Selling & Purchase Arrangements Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.8 Name Change, Share Consolidations & Splits Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 5.9 Insider Bids, Issuer Bids, Going Private Transactions and Related Party Transactions Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 6.1 Tier 3 Issuers Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 6.2 Transitional Provisions for Issuers previously listed on the ASE and/or VSE Word PDF
BulletArrowDownRight.gif (837 bytes) Policy 6.3 Transitional Provisions for WSE Issuers and Prospective WSE Issuers Word PDF
CDNX Forms
Microsoft Word Format
BulletArrowDownRight.gif (837 bytes) Forms Table of Contents Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2A Personal Information Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2B Listing Application Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2C Statutory Declaration Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2D Listing Agreement Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2E Distribution Summary Statement Word PDF
BulletArrowDownRight.gif (837 bytes) Form 2F Escrow Agreement Word PDF
BulletArrowDownRight.gif (837 bytes) Form 3A Exchange Form of Information Circular Word PDF
BulletArrowDownRight.gif (837 bytes) Form 3B Declaration of Certified Filing - Promotional & Market-Making Activities Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4A Private Placement Notice Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4B Private Placement Summary Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4C Private Placement Declaration of Certified Filing Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4D1 Corporate Placee Registration Form - New Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4D2 Portfolio Manager: Additional Undertaking and Certification Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4E Warrant Amendment Summary Form and Certification Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4F Expedited Private Placement Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4G Exchange Offering Prospectus Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4H Shares For Debt Filing Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4I Declaration of Certified Filing - Shares For Debt Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4J Certification and Undertaking Required from a Company Granted an Incentive Stock Option Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4K Summary Form - Incentive Stock Options Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4L Declaratioin of Incentive Stock Options Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4M Short Form Offering Document Word PDF
BulletArrowDownRight.gif (837 bytes) Form 4N Price Reservation Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5A Filing Statement for Non-RTO Transaction Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5B Expedited Acquisitioin Filing Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5C Transaction Summary Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5D Escrow Agreement Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5E Agreement by Escrow Transferee to be bound by Escrow Agreement Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5F Escrow Agreement Indemnity Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5G Notice of Intention to Make Normal Course Issuer Bid Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5H Name Change without Consolidation or Split Filing Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5I Name Change and Consolidation/Split Filing Form Word PDF
BulletArrowDownRight.gif (837 bytes) Form 5J Letter to Intermediaries Re: Share Distribution Word PDF
BulletArrowDownRight.gif (837 bytes) Form 6A Seed Share Resale Restrictions Pooling Agreement Word PDF
CDNX Appendices
Microsoft Word Format
BulletArrowDownRight.gif (837 bytes) Appendix 2A Sponsorship Acknowledgement Form (from Rules) Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 2B Rule B.2.00 Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 2C Excerpts from Rule B.2.00 Policy Statements Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3A Acceptable transfer Agents, Registrars and Escrow Agents Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3B Guidelines - Disclosure, Confidentiality and Employee Trading Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3C Commercial News Disseminators Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3D Non-Fire Assay Results Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3E News Release Guidelines Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 3F Mining Standards Guidelines Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 4A Due Diligence Report Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 5A Guidelines for take-Over Bids and Issuer Bids Made Through the Facilities of the Exchange Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 5B OSC Rule 61-501 Word PDF
BulletArrowDownRight.gif (837 bytes) Appendix 5C OSC Companion Policy 61-501CP Word PDF
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Last updated: November 01, 2001

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